Peter Graves Blackwell is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7307 N DIVISION ST STE 204, SPOKANE, WA, 99208.
Peter Graves Blackwell has worked at LPL FINANCIAL LLC since October 04, 2017
Peter Graves Blackwell has 1 Disclosure Event(s).
Date: August 09, 2010 Category: Customer Dispute Allegations: CLIENT CLAIMS HE WAS ADVISED BY FA HE COULD WITHDRAW FUNDS FROM THE IRA AND THERE WOULD BE NO TAX CONSEQUENCES IF HE DEPOSITED THE FUNDS BACK WITHIN 60 DAYS. CLIENT DEPOSITED THE FUNDS IN THE TIME HER WAS INFORMED WAS PERMITTED AND WAS LATER CONTACTED AND INFORMED THERE WAS A PROBLEM AND HE WOULD NEED TO WITHDRAW THE FUNDS BACK OUT OF THE ACCOUNT. CLIENT CLAIMS THIS HAS COST HIM ADDITIONAL TAXES IN THE AMOUNT OF $18,701. FILING REQUIRED; CLAIM EXCEEDS $5,000 Damage Amount Requested: $18,701.00 Broker Comment: CONVERSATION TOOK PLACE WITH ATTORNEY ON 9/24/10 IN WHICH WE CONVEYED AN OFFER IN THE AMOUNT OF $5,000. WRITTEN OFFER WAS SENT TO ATTORNEY ON 9/27/10. CALL WAS MADE TO ATTORNEY ON 10/22/10 TO CHECK ON STATUS AND WAS INFORMED BY E-MAIL FROM ATTORNEY FOR CLIENT THAT CLIENT WAS STILL CONSIDERING OFFER. NOTICE WAS SENT TO ATTORNEY FOR CLIENT ON 12/8/10 THAT WE WOULD CLOSE OUT IN 2 WEEKS IF WE DID NOT RECEIVE THE ACCEPTANCE OF OUR OFFER OR NEW INFORMATION (NOT PREVIOUSLY REVIEWED) WAS PROVIDED. E-MAIL WAS SENT TO ATTORNEY FOR CLIENT ON 12/29/10 CLOSING COMPLAINT AS NO COMMUNICATION HAS BEEN RECEIVED.
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