PETER FRANK BOZIKOVICH is currently employed as a Broker and/or Investment Adviser at HP SECURITIES, INC. located at 1500 SW 1ST AVENUE, SUITE 910, PORTLAND, OR, 97201.
PETER FRANK BOZIKOVICH has worked at HP SECURITIES, INC. since July 19, 1993
Disclosure History
PETER FRANK BOZIKOVICH has 3 Disclosure Event(s).
Date: August 14, 2009 Category: Regulatory
Date: August 08, 2005 Category: Regulatory
Date: November 12, 2004 Category: Customer Dispute Allegations: CLIENTS CLAIM NEGLIGENCE, NEGLEGENT MISREPRESENTATIONS, BREACH OF FIDUCIARY DUTIES, FRAUD AND VIOLATION OF OREGON SECURITIES LAW. CLENTS PURCHASED VARIOUS VIATICAL SETTLEMENT CONTRACTS BEGINING MAY OF 1999 AND ENDING MAY OF 2000. NOT ALL OF THE CONTRACTS HAVE MATURED ACCORDING TO THE LIFE EXPECTANCY. Damage Amount Requested: $125,000.00 Damages Granted: $130,298.00
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