PETER STEVEN COOPERSMITH is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 88 HAMMOND STREET, SUITE 401, BANGOR, ME, 04401.
PETER STEVEN COOPERSMITH has worked at COMMONWEALTH FINANCIAL NETWORK since January 02, 1996
Disclosure History
PETER STEVEN COOPERSMITH has 1 Disclosure Event(s).
Date: November 15, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT MARKET DECLINE IN A PARTICULAR HOLDING WAS DUE TO THE UNSUITABILITY OF THE RECOMMENDATION, DESPITE PORTFOLIO PROVIDING POSITIVE RETURNS OVERALL. Damage Amount Requested: $140,000.00 Broker Comment: THE CUSTOMER WAS SEEKING "CAPITAL APPRECIATION" AND WAS INVOLVED IN THE DECISION TO PURCHASE THE STOCK. THE ULTIMATE LOSS WAS SIMPLY ORDINARY INVESTMENT RISK. THE CUSTOMERS PORTFOLIO AS A WHOLE PROVIDED POSITIVE RETURNS.
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