PETER J COX

PETER J COX is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 230 N LAS VEGAS BLVD STE 219, LAS VEGAS, NV, 89101.

PETER J COX has worked at LPL FINANCIAL LLC since January 08, 2018

Disclosure History

PETER J COX has 1 Disclosure Event(s).

Date: February 05, 1985
Category: Criminal
Charges: PL 170.10 - FORGERY - 2 ARREST CHARGEPL 165.45 - CRIMINAL POSSESSION STOLEN PROPERTY - 2 ARREST CHARGE03/19/85 - P.G. TO P1 240.20 - DISORDERLY CONDUCT - PLED GUILTY TO DISORDERLY CONDUCT WITH FELONY CHARGES DROPPED. Charge Type: FELONY
Disposition: CONVICTED OF DISORDERLY CONDUCT 03/19/1985, SENT TO CONDITIONAL DISCHARGE PG. SENTENCE-DISMISSED FORGERY - 03/19/1985.SENTENCE-DISMISSED - POSSESSION OF STOLEN PROPERTY - 03/19/1985.
Broker Comment: MY FRIEND HAD GIVEN ME HIS CREDIT CARD, FORGETTING THAT HE HAD REPORTED IT TO THE CREDIT CARD COMPANY AS MISSING. THIS RESULTED IN THE RETAURANT CALLING AUTHORITIES AS STOLEN. THE RESTAURANT WAS REINBURSED. ALL CHARGES EXCEPT DISORDERLY CONDUCT WERE DROPPED.

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