PETER EVEN DAHLSTROM is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 110 SHORELINE COURT, COVINGTON, LA, 70435.
PETER EVEN DAHLSTROM has worked at SIGNATOR INVESTORS, INC. since May 13, 2016
PETER EVEN DAHLSTROM has 2 Disclosure Event(s).
Date: August 23, 2005 Category: Customer Dispute Allegations: CLIENTS ALLEGE MISREPRESENTATION AND UNSUITABLE INVESTMENTS CONCERNING THE PURCHASE OF THEIR WESTERN RESERVE LIFE VARIABLE ANNUITIES AND VARIABLE UNIVERSAL LIFE INSURANCE POLICIES BEGINNING IN MAY 2000. CLIENTS ALSO ALLEGE BREACH OF FIDUCIARY DUTY, SELF-DEALING, AND FAILURE TO SUPERVISE. Damage Amount Requested: $3,000,000.00 Damages Granted: $2,186,191.00 Broker Comment: THE ORIGINAL ARBITRATION WAS FILED IN OCTOBER 2004. HOWEVER, REPRESENTATIVE PETER DAHLSTROM WAS NOT NAMED AS A RESPONDENT UNTIL THE AMENDED STATEMENT OF CLAIM RECEIVED 8/23/05. THE DAMAGES ARE $3,000,000 PLUS 8% INTEREST ON INVESTED PRINCIPAL FROM INCEPTION TO SURRENDER. THE EXACT AMOUNT OF THE DAMAGES WILL NOT BE DETERMINED BY THE CLAIMANTS UNTIL THE HEARING. ARBITRATION RULING ISSUED 6/14/2007.
Date: June 18, 2004 Category: Customer Dispute Allegations: CUSTOMER PURCHASED THREE VARIABLE ANNUITY CONTRACTS IN 1999. CUSTOMER ALLEGES MISREPRESENTATION OF MATERIAL FACTS AND UNSUITABILITY. IT APPEARS THAT THE CLIENT HAS A LOW RISK TOLERENCE AND LACKS INVESTMENT EXPERIENCE. Damage Amount Requested: $181,448.09 Broker Comment: COMPLAINT DENIED.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for PETER EVEN DAHLSTROM, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More