PETER EVEN DAHLSTROM is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 110 SHORELINE COURT, COVINGTON, LA, 70435.
PETER EVEN DAHLSTROM has worked at SIGNATOR INVESTORS, INC. since May 13, 2016
Disclosure History
PETER EVEN DAHLSTROM has 2 Disclosure Event(s).
Date: August 23, 2005 Category: Customer Dispute Allegations: CLIENTS ALLEGE MISREPRESENTATION AND UNSUITABLE INVESTMENTS CONCERNING THE PURCHASE OF THEIR WESTERN RESERVE LIFE VARIABLE ANNUITIES AND VARIABLE UNIVERSAL LIFE INSURANCE POLICIES BEGINNING IN MAY 2000. CLIENTS ALSO ALLEGE BREACH OF FIDUCIARY DUTY, SELF-DEALING, AND FAILURE TO SUPERVISE. Damage Amount Requested: $3,000,000.00 Damages Granted: $2,186,191.00 Broker Comment: THE ORIGINAL ARBITRATION WAS FILED IN OCTOBER 2004. HOWEVER, REPRESENTATIVE PETER DAHLSTROM WAS NOT NAMED AS A RESPONDENT UNTIL THE AMENDED STATEMENT OF CLAIM RECEIVED 8/23/05. THE DAMAGES ARE $3,000,000 PLUS 8% INTEREST ON INVESTED PRINCIPAL FROM INCEPTION TO SURRENDER. THE EXACT AMOUNT OF THE DAMAGES WILL NOT BE DETERMINED BY THE CLAIMANTS UNTIL THE HEARING. ARBITRATION RULING ISSUED 6/14/2007.
Date: June 18, 2004 Category: Customer Dispute Allegations: CUSTOMER PURCHASED THREE VARIABLE ANNUITY CONTRACTS IN 1999. CUSTOMER ALLEGES MISREPRESENTATION OF MATERIAL FACTS AND UNSUITABILITY. IT APPEARS THAT THE CLIENT HAS A LOW RISK TOLERENCE AND LACKS INVESTMENT EXPERIENCE. Damage Amount Requested: $181,448.09 Broker Comment: COMPLAINT DENIED.
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