PETER L FERDINAND

PETER L FERDINAND is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at ONE FAWCETT PLACE, GREENWICH, CT, 06830.

PETER L FERDINAND has worked at MORGAN STANLEY since May 05, 2017

Disclosure History

PETER L FERDINAND has 2 Disclosure Event(s).

Date: July 23, 2014
Category: Financial
Type: Compromise
Disposition: Discharged

Date: June 19, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $20,950.04
Judgment/Lien Type: Civil

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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