PETER JAMES FREYER

PETER JAMES FREYER is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 800 POST ROAD, 2ND FLOOR, DARIEN, CT, 06820.

PETER JAMES FREYER has worked at JANNEY MONTGOMERY SCOTT LLC since December 22, 1995

Disclosure History

PETER JAMES FREYER has 1 Disclosure Event(s).

Date: October 21, 1993
Category: Customer Dispute
Allegations: THE ABOVES REFERENCED CLIENT HAS SUBMITTED A CLAIM FORM TO THE CLAIMS RESOLUTION PROCESS RELATING TO THE PURCHASE OF A LIMITED PARTNERSHIP IN 5/1984. THE ABOVE MENTIONED REGISTERED REPRSENTATIVE WAS THE BROKER OF RECORD AT THE TIME OF THE PURCHASE. NO DAMAGES WERE ALLEGED BUT THE APPROXIMATE AMOUNT OF ACTUAL LOSS (OUT-OF-POCKET) IS $68,125
Damage Amount Requested: $68,125.00
Settlement Amount: $24,453.00
Broker Comment: THE BROKER OF RECORD WAS NAMED IN ERROR ALONG WITH OTHER BROKERS. THIS WAS ABOUT THE PRODUCT NOT THE BROKER OR REGULATIONS.THIS WAS BETWEEN SEC V PSI DOCKET 93-CIV2164 10/23/1993. THIS COMPLAINT IS IN RESPONSE TO U5 CONVERSION 7/7/99 AND,THEREFORE, THIS DOES NOT MEET THE THRESHOLD AND SHOULD BE Z'D

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