PETER FULTON HAVENSTEIN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1152 15TH ST NW, WASHINGTON, DC, 20005.
PETER FULTON HAVENSTEIN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
PETER FULTON HAVENSTEIN has 2 Disclosure Event(s).
Date: September 29, 1988 Category: Regulatory
Date: December 18, 1985 Category: Customer Dispute Damage Amount Requested: $63,693.00 Settlement Amount: $30,000.00 Broker Comment: COMPLAINT HAS BEEN SETTLED BY PAYMENT TO [CUSOTMER] OF $30,000.00. MR. HAVENSTEIN, WHO WAS [CUSTOMER'S] FINANCIAL CONSULTANT, AGREED TO CONTRIBUTE $8,000.00 TOWARDS THE SETTLEMENT.
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