PETER CHARLES LYNCH

PETER CHARLES LYNCH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 30 BROAD STREET STE. 2, RED BANK, NJ, 07701.

PETER CHARLES LYNCH has worked at CETERA ADVISORS LLC since August 11, 2016

Disclosure History

PETER CHARLES LYNCH has 1 Disclosure Event(s).

Date: August 05, 2013
Category: Customer Dispute
Allegations: ALLEGED NEGLIGENCE, BREACH OF FIDUCIARY DUTY, AND BREACH OF CONTRACT. ACTIVITIES DATED FROM 11/06/2006.
Damage Amount Requested: $70,000.00
Settlement Amount: $18,000.00
Broker Comment: I EMPHATICALLY DENY ANY AND ALL ALLEGATIONS MADE BY THIS CLIENT. THIS SETTLEMENT WAS REACHED FOR THE SOLE PURPOSES OF AVOIDING THE INCONVENIENCE OF LITIGATION FOR ALL PARTIES INVOLVED, AND IS NOT IN ANY WAY AN ADMISSION OF LIABILITY OR FAULT IN THIS MATTER. I FIND THE ACCUSATIONS MADE TO BE UNSUBSTANTIATED, AND MAINTAIN THAT MY ACTIONS HAVE BEEN FREE AND CLEAR OF ANY WRONGDOING.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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