PETER KYLE ISAAC MAZZA

PETER KYLE ISAAC MAZZA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5340 KIETZKE LN STE 1st & 2nd Fl, [SH-RBO], RENO, NV, 89511.

PETER KYLE ISAAC MAZZA has worked at WELLS FARGO CLEARING SERVICES, LLC since October 19, 2017

Disclosure History

PETER KYLE ISAAC MAZZA has 1 Disclosure Event(s).

Date: April 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: This settlement was handled over the phone and no records exist. Loan was sold off to a collection agency that it was settled with.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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