PETER A MCCAY

PETER A MCCAY is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 5080 NORTH 40TH ST., SUITE 400, PHOENIX, AZ, 85018.

PETER A MCCAY has worked at PARK AVENUE SECURITIES LLC since October 18, 2013

Disclosure History

PETER A MCCAY has 1 Disclosure Event(s).

Date: December 18, 2008
Category: Criminal
Charges: TAMPERING WITH A WITNESS
Disposition: Amended
Amended Charges: PRIVACY IN COMMUNICATIONS
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PETER A MCCAY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.