PETER STAUB MEYER

PETER STAUB MEYER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1221 MCKINNEY ST, HOUSTON, TX, 77010.

PETER STAUB MEYER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978

Disclosure History

PETER STAUB MEYER has 2 Disclosure Event(s).

Date: April 16, 2015
Category: Customer Dispute
Allegations: The Customer alleges unsuitable invesment recommendations and misrepresentation from January 2003 to June 2012.

Date: January 15, 2002
Category: Customer Dispute
Allegations: CUSTOMERS CLAIM THAT THEY WERE MATCHED WITH OUTSIDE INVESTMENT MANAGERS THAT WERE TOO AGGRESSIVE AND THAT UNSUITABLE MUTUAL FUNDS WERE RECOMMENDED TO THEM.
Damage Amount Requested: $360,535.00 Damages Granted: $90,360.00
Broker Comment: THE AWARD APPEARS TO BE INCLUSIVE OF THE ATTORNEY'S FEES AND COSTS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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