PETER M WILMOT

PETER M WILMOT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 15003 SOUTH ROUTE 59, PLAINFIELD, IL, 60544.

PETER M WILMOT has worked at LPL FINANCIAL LLC since May 13, 2015

Disclosure History

PETER M WILMOT has 1 Disclosure Event(s).

Date: October 03, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE REPRESENTATIVE MADE AN UNSUITABLE RECOMMENDATION WHEN HE PURCHASED A VARIABLE LIFE INSURANCE POLICY IN MARCH 2004 AS AN INVESTMENT IN A DEFERRED COMPENSATION PLAN THROUGH HIS EMPLOYER. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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