PHAROAH THOMPSON NEVES

PHAROAH THOMPSON NEVES is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 44 MALL ROAD STE 100, BURLINGTON, MA, 01803.

PHAROAH THOMPSON NEVES has worked at FIDELITY BROKERAGE SERVICES LLC since April 03, 1997

Disclosure History

PHAROAH THOMPSON NEVES has 2 Disclosure Event(s).

Date: December 20, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT IN 2004 THE REGISTERED REPRESENTATIVE MADE POOR BOND RECOMMENDATIONS.
Damage Amount Requested: $21,000.00
Settlement Amount: $5,000.00

Date: May 03, 1991
Category: Criminal
Charges: ASSAULT & BATTERY W/A DANGEROUS WEAPON
Disposition: FOUND NOT GUILTY
Broker Comment: ARRESTED & CHARGED W/ASSAULT & BATTERY. PROCEEDEDW/TRIAL & APPEAL. FOUND NOT GUILTY IN JURY SESSION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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