PHILIP GEORGE BLUMEL is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at Esperante Corporate Center, 222 Lakeview Avenue, Suite 1100, WEST PALM BEACH, FL, 33401.
PHILIP GEORGE BLUMEL has worked at RAYMOND JAMES & ASSOCIATES, INC. since December 11, 1996
Disclosure History
PHILIP GEORGE BLUMEL has 2 Disclosure Event(s).
Date: July 26, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION. ACTIVITY DATE IS FROM 3/30/2007 THRU 8/13/2007 Settlement Amount: $125,000.00 Broker Comment: THIS SETTLEMENT IS THE RESULT OF A FIRM WIDE AGREEMENT TO REPURCHASE AUCTION RATE SECURITIES (ARS) THAT EXPERIENCED FAILED AUCTIONS AND LIMITED LIQUIDITY THROUGHOUT THE INDUSTRY. THE SETTLEMENT REPURCHASE OF THE ARS WAS EXECUTED AT PAR AND THE FINANCIAL ADVISOR WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT.
Date: October 09, 2008 Category: Customer Dispute Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000.** FAILURE TO FOLLOW INSTRUCTIONS - ACTIVITY DATES ARE FROM 9/17/08 THRU 9/18/08 Damage Amount Requested: $10,469.67 Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000.**
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