PHILIP JOHN CANZONERI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 550 W OLD COUNTRY RD, STE 405, HICKSVILLE, NY, 11801.
PHILIP JOHN CANZONERI has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since July 24, 2015
Disclosure History
PHILIP JOHN CANZONERI has 2 Disclosure Event(s).
Date: July 29, 2008 Category: Customer Dispute Allegations: NY CLIENT ALLEGED FA NEVER MENTIONED THE S&P RATING ON THE DURA STOCK HE RECOMMENDED WHILE HE WAS WITH MORGAN STANLEY. (03/11/2005) Damage Amount Requested: $9,893.50
Date: December 28, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES, INTER ALIA, UNSUITABLE RECOMMENDATIONS, MISREPRESENTATION, CHURNING AND UNAUTHORIZED TRADES. Damage Amount Requested: $48,951.00 Settlement Amount: $9,999.00
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