PHILIP ALAN GARRETT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3223 8TH STREET SUITE 203, METAIRIE, LA, 70002.
PHILIP ALAN GARRETT has worked at LPL FINANCIAL LLC since April 03, 2013
Disclosure History
PHILIP ALAN GARRETT has 1 Disclosure Event(s).
Date: January 16, 1997 Category: Criminal Charges: NEGOTIATING WORTHLESS INSTRUMENTS 12 COUNTS MISDEMEANOR GUILTY Charge Type: MISDEMEANOR Disposition: A. SATISFIED PER DA LETTER B. JAN 25, 2001 C. JAIL TIME D. 10 DAYS SUSPENDED E. JAN 17, 2001 TOTAL AMOUNT DUE FOR WORTHLESS CHECKS WAS RECEIVED BY THE DISTRICT ATTORNEY OFFICE AND ACKNOWLEDGED. F $323.31 WAS THE AMOUNT PAID IN FULL AND WARRENTS RECALLED BY DA. G. LETTER OF ACKNOWLEDGMENT DATE 1/25/2001 BY THE DISTRORY ATTORNEY OFFICE. Broker Comment: DISCREPANCY IN MR GARRETT'S ACCOUNT, WHICH AROSE FROM INSCRIPTION OF FEE OWED AS A RESULT OF RETURNED CHECK. BECAUSE OF THIS DISCREPANCY IT CAUSE CHECKS TO BOUNCE IN MR GARRETT'S ACCOUNT. ALL CHECKS HAVE BEEN PAID AND ALL COUNTS HAVE BEEN CLEARED UP AND CASE IS CLOSED. ALL CHECKS WERE FOR A MERCHANDISE PURCHASE. HERE IS A LISTING OF THE PURCHASES, CHECK AMOUNT AND THE RESTITUTION PAID: SOAP N SUDS FOR $24 RESTITUTION PD $24 CAMPUS PARTY STORE FOR $25 RESTITUTION PD $25 CAMPUS PARTY STORE FOR $25 RESTITUTION PD $25 CAMPUS PARTY STORE FOR $25 RESTITUTION PD $25 WEST BLDG MATERIAL FOR $12.34 RESTITUTION PD $12.34 KWIK SNAK FOR $15 RESTITUTION PD $15 KWIK SNAK FOR $5.85 RESTITUTION PD $5.85 BUFFALO PHILS FOR $5 RESTITUTION PD $5 BUFFALO PHILS FOR $50 RESTITUTION PD $50 CAMPUS PARTY STORE FOR $5 RESTITUTION PD $223 CAMPUS PARTY STORE FOR $25 RESTITUTION PD $248.74 LOWES FOR $102.55 RESTITUTION PD $102.55 BETA CHAPTER OF KAPPA SIGMA FOR $1600 RESTITUTION WAS $0 (VICTIM'S REQUEST TO DISMISS) THE REASON ALL THESE CHECKS WERE NSF WAS BECAUSE OF THE MIX UP WITH THE TREASURER OF THE RATERNITY RECEIVED CASH FOR THE $1600 CHECK FOR AN IMMEDIATE USE OF A SOCIAL EVENT. THE CHECK WAS SUPPOSE TO BE TORN UP IN RECEIPT OF THE CASH; HOWEVER, THE CHECK WAS DEPOSITED CAUSING THE ACCOUNT TO BE OVERDRAWN.
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