PHILIP ANTHONY LAURO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9140 HAVEN AVE STE 105, RANCHO CUCAMONGA, CA, 91730-5414.
PHILIP ANTHONY LAURO has worked at LPL FINANCIAL LLC since September 08, 2009
Disclosure History
PHILIP ANTHONY LAURO has 1 Disclosure Event(s).
Date: March 05, 1993 Category: Customer Dispute Allegations: ALLEGED NEGLIGENT, MISREPRESENTATION, BREACH OF FIDUCUARY DUTY, FRAUD, VIOLATION OF CALIFORNIA CORPORATION CODE. Damage Amount Requested: $3,360,586.00 Settlement Amount: $1,500,000.00 Broker Comment: MATTER WAS DISMISSED WITH PREJUDICE. THE COMPLAINT ALLEGED OVER $33,000,000 IN DAMAGES AGAINST NUMEROUS DEFENDANTS ARISING FROM THE SALE OF A PUBLIC LIMITED PARTNESHIP TO HUNDREDS OF INVESTORS, MULTIPLE BROKER DEALERS AND HUNDRED OF REG. REP. TITAN VALUE, MY BROKER/DEALER, SETTLED THE CASE FOR $1,500,000 A FRACTION OF THE ALLEGED DAMAGES. I WAS PERSONALLY DISMISSED AT THE TIME OF THE SETTLEMENT.
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