PHILIP NAAS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 16647 CHESTERFIELD GROVE CT, STE 200, CHESTERFIELD, MO, 63005.
PHILIP NAAS has worked at WELLS FARGO CLEARING SERVICES, LLC since September 15, 2006
Disclosure History
PHILIP NAAS has 1 Disclosure Event(s).
Date: October 07, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES SUITABILITY OF INVESTMENTS. ALLEGES DAMAGES, NOT SPECIFIED, BUT BELIEVED TO EXCEED $5,000. (SEPTEMBER 2007-OCTOBER 2008). Broker Comment: BROKER AND FIRM DENY ALLEGATIONS. FA'S RESPONSE: THIS IS A 51 YEAR OLD CLIENT WITH A 60%EQUITY/40% FIXED INCOME PORTFOLIO, WHICH IS BROADLY DIVERSIFIED AND REBALANCED REGULARLY, WHO WAS FRUSTRATED WITH MARKET PERFORMANCE. WE STAY IN TOUCH REGULARLY AND HAVE CONTINUED TO HAVE AN EXCELLENT RELATIONSHIP.
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