PHILIP PHIPHUNG NGUYEN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 550 S WINCHESTER BLVD, SUITE 405, SAN JOSE, CA, 95128.
PHILIP PHIPHUNG NGUYEN has worked at NYLIFE SECURITIES LLC since April 18, 2012
PHILIP PHIPHUNG NGUYEN has 1 Disclosure Event(s).Date: April 09, 1990
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for PHILIP PHIPHUNG NGUYEN, click here.