PHILIP JOHN RUGGERI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 24300 LITTLE MACK, ST. CLAIR SHORES, MI, 48080.
PHILIP JOHN RUGGERI has worked at LPL FINANCIAL LLC since January 15, 2016
Disclosure History
PHILIP JOHN RUGGERI has 1 Disclosure Event(s).
Date: November 20, 2001 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY; UNSUITABILITY AND NEGLIGENCE Damage Amount Requested: $920,000.00 Broker Comment: FOR BUSINESS REASONS, AND WITHOUT ADMISSION OR ACKNOWLEDGMENT OF LIABILITY OR WRONGDOING BY ANY PARTY, CLAIMANTS AND RESPONDENTS ARE WILLING TO ENTER INTO THE RELEASE TO SETTLE ALL MATTERS OF POTENTIAL CONTROVERSY BETWEEN THEM IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET FORTH BY THE SETTLEMENT AGREEMENT AND GENERAL RELEASE.
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