PHILIP ANTHONY SIMONE is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 2050 MAIN STREET, SUITE 500, IRVINE, CA, 92614.
PHILIP ANTHONY SIMONE has worked at AXA ADVISORS, LLC since May 15, 2017
Disclosure History
PHILIP ANTHONY SIMONE has 2 Disclosure Event(s).
Date: March 15, 2013 Category: Employment Separation After Allegations Firm Name: ONEAMERICA SECURITIES, INC. Termination Type: Discharged Allegations: VIOLATION OF FIRM POLICIES AND PROCEDURES. REP TOOK A LOAN FROM A CLIENT.
Date: November 18, 2005 Category: Customer Dispute Allegations: FORMER CLIENT ALLEGES LIFE POLICY SOLD IN 2004 DELIVERED 2005 WERE NOT IN THEIR BEST INTEREST. THEY ALLEGE I REPRESENTED THE VARIABLE ANNUITY GUARANTEED 6% INTEREST. FORMER CLIENT WANTED LIFE POLICIES TERMINATED. NO ALLEGED DAMANGE AMOUNT SPECIFIED Settlement Amount: $22,163.71
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