PHILIP NICHOLAS SINGLETON

PHILIP NICHOLAS SINGLETON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2635 Charles Blvd., GREENVILLE, NC, 27858.

PHILIP NICHOLAS SINGLETON has worked at RAYMOND JAMES & ASSOCIATES, INC. since July 23, 2012

Disclosure History

PHILIP NICHOLAS SINGLETON has 1 Disclosure Event(s).

Date: April 04, 2006
Category: Criminal
Charges: PWISD MARIJUANA, STATUTE (90-95(A) NC)
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PHILIP NICHOLAS SINGLETON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.