PHILIP IAN VY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 401 FREMONT STREET, SUITE 200, MONTEREY, CA, 93940.
PHILIP IAN VY has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
PHILIP IAN VY has 2 Disclosure Event(s).
Date: August 11, 2008 Category: Customer Dispute Allegations: IT IS CLAIMED THAT ON OR ABOUT APRIL 13, 2008, FINANCIAL ADVISOR ALLEGEDLY FAILED TO FOLLOW CUSTOMER'S STOP LOSS ORDER, RESULTING IN LOSSES. Damage Amount Requested: $8,000.00
Date: June 09, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MISHANDLED TRUST FUNDS BY ACCEPTING FUNDS FROM THE TRUSTOR. Damage Amount Requested: $104,699.20
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