PHILIP JAMES YUN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 481 MUNN ROAD SUITE 225, FORT MILL, SC, 29715.
PHILIP JAMES YUN has worked at LPL FINANCIAL LLC since January 29, 2018
Disclosure History
PHILIP JAMES YUN has 5 Disclosure Event(s).
Date: February 01, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 03, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 02, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 15, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: SEE ATTACHED 1099-CNAME OF CREDITOR: AMERICAN EXPRESS AMOUNT OWED: $40,000.00 AGREED TO SETTLEMENT OF $22,972.00
Date: December 20, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: PHILIP J. YUN WAS AN AUTHORIZED USER ON THIS ACCOUNT. PRIMARY USER WAS HAE J. YUN AND 1099-C WAS ISSUED TO HAE J. YUN.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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