Phillip MERRILL Cook

Phillip MERRILL Cook is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 6750 POPLAR AVE, GERMANTOWN, TN, 38138.

Phillip MERRILL Cook has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 30, 2015

Disclosure History

Phillip MERRILL Cook has 1 Disclosure Event(s).

Date: July 30, 1995
Category: Criminal
Charges: POSSESSION OF MARIJUANA, HASHISH AND DRUG PARAPHERNALIA.
Disposition: Dismissed
Broker Comment: CHARGE DATE WAS 7/30/1995. CHARGES WERE SUBSEQUENTLY DISMISSED AFTER PROSECUTOR ENTERED AN ORDER OF "NOLLE PROSEQUI". RECORDS OF THE ARREST WAS EXPUNGED PURSUANT TO TENNESSEE CODE ANNOTATED 40-15-106. NO FURTHER INFORMATION OR DOCUMENTATION AVAILABLE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Phillip MERRILL Cook, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.