PHILLIP FISHER FRINK is currently employed as a Broker and/or Investment Adviser at WEDBUSH SECURITIES INC. located at TWO UNION SQUARE STE 5050, 601 UNION STREET, SEATTLE, WA, 98101.
PHILLIP FISHER FRINK has worked at WEDBUSH SECURITIES INC. since April 19, 2013
Disclosure History
PHILLIP FISHER FRINK has 2 Disclosure Event(s).
Date: March 05, 2012 Category: Customer Dispute Allegations: A FORMER EMPLOYEE OF FIRST WASHINGTON IS ALLEGED TO HAVE DIRECTED UNSUITABLE OPTION TRADING ACTIVITY AND OTHER IMPROPER ACTIVITIES FROM MARCH 2008 TO FEBRUARY 2011. MR. FRINK WAS PRESIDENT OF FIRST WASHINGTON DURING THIS PERIOD AND IS ALLEGED TO HAVE FAILED TO PROPERLY SUPERVISE THE EMPLOYEE. Damage Amount Requested: $4,457,449.00
Date: February 24, 2012 Category: Customer Dispute Allegations: A FORMER EMPLOYEE OF FIRST WASHINGTON IS ALLEGED TO HAVE DIRECTED UNSUITABLE OPTION TRADING ACTIVITY AND OTHER IMPROPER ACTIVITIES FROM FEBRUARY 2008 TO FEBRUARY 2011. MR. FRINK WAS PRESIDENT OF FIRST WASHINGTON DURING THIS PERIOD AND IS ALLEGED TO HAVE FAILED TO PROPERLY SUPERVISE THE EMPLOYEE. Damage Amount Requested: $5,000,000.00 Settlement Amount: $250,000.00
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