PHILLIP LANCE HILL

PHILLIP LANCE HILL is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1395 PICCARD DR, STE 180-A, ROCKVILLE, MD, 20850.

PHILLIP LANCE HILL has worked at PFS INVESTMENTS INC. since May 18, 2012

Disclosure History

PHILLIP LANCE HILL has 4 Disclosure Event(s).

Date: June 26, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $2,388.12
Judgment/Lien Type: Civil
Broker Comment: I HAD A FINANCIAL HARDSHIP AND I WAS UNABLE TO PAY, SO MY ACCOUNT WAS SENT TO AN ATTORNEY

Date: June 23, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $1,770.69
Judgment/Lien Type: Civil
Broker Comment: I HAD A FINANCIAL HARDSHIP AND I WAS UNABLE TO PAY, SO MY ACCOUNT WAS SENT TO AN ATTORNEY

Date: March 25, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: December 16, 1998
Category: Criminal
Charges: 1-PETIT LARC
Disposition: Reduced
Amended Charges: DISORDERLY CONDUCT
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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