PHILLIP STEPHEN MAHONEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 10599 DOUBLE R BLVD, RENO, NV, 89521.
PHILLIP STEPHEN MAHONEY has worked at LPL FINANCIAL LLC since March 17, 2006
Disclosure History
PHILLIP STEPHEN MAHONEY has 1 Disclosure Event(s).
Date: January 26, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES TRADES WERE NOT TIMELY EXECUTED AND POOR ADVICE. Damage Amount Requested: $35,000.00 Broker Comment: THE COMPLAINT WAS DETERMINED TO BE WITHOUT MERIT AND DENIED. THE CUSTOMER PLACED AS UNSOLICITED REQUEST TO LIQUIDATE HIS ACCOUNT DURING A TEMPORARY MARKET DECLINE. THIS WAS AGAINST THE ADVISOR'S PREVIOUS ADVICE TO REMAIN PATIENT AND HAVE A LONGER-TERM OUTLOOK FOR HIS ACCOUNT.
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