PHILLIP SHETSEN

PHILLIP SHETSEN is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 904 GARDEN ST, HOBOKEN, NJ, 07030.

PHILLIP SHETSEN has worked at PRUCO SECURITIES, LLC. since July 15, 2011

Disclosure History

PHILLIP SHETSEN has 1 Disclosure Event(s).

Date: October 10, 2008
Category: Criminal
Charges: TAMPER PUBLIC RECORD - ELEMENTS
Disposition: Reduced
Amended Charges: DISTURBANCE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty
Broker Comment: I WAS ARRESTED FOR HAVING IN MY POSSESSION A FAKE IDENTIFICATION CARD. IT WAS AUTOMAICALLY REMANDED AND I PLED GUILTY TO VIOLATING A CITY ORDINANCE

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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