Phillip Anthony Thielemier

Phillip Anthony Thielemier is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1004 BEAU TERRE DRIVE SUITE 509, BENTONVILLE, AR, 72712.

Phillip Anthony Thielemier has worked at EDWARD JONES since July 29, 2014

Disclosure History

Phillip Anthony Thielemier has 1 Disclosure Event(s).

Date: September 17, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: OUR LARGEST CUSTOMERS MOVED THEIR ASSEMBLY OPERATIONS TO MEXICO. WE WERE IN BUSINESS FOR ANOTHER YEAR, PICKING UP NEWCUSTOMERS ALL THE WHILE, BUT WITH THE LOSS OF REVENUE WE WERE ADVISRD BY OUR ATTORNEY TO FILE FOR BANKRUPTCY. WE HAD AT THE TIME APPROX. 750,000 TO 1,500,000QUOTED TO DIFFERENT CLIENTS BUT NONE COULD COMMIT TO A TIMEOF WHEN THESE QUOTED ITEMS WOULD BE RELEASED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Phillip Anthony Thielemier, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.