PIERO VETURIO SILVESTRI

PIERO VETURIO SILVESTRI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 520 BROAD HOLLOW RD., MELVILLE, NY, 11747.

PIERO VETURIO SILVESTRI has worked at NYLIFE SECURITIES LLC since February 19, 1986

Disclosure History

PIERO VETURIO SILVESTRI has 1 Disclosure Event(s).

Date: March 04, 2014
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES HIS OPTIONS WERE NOT CLEARLY EXPLAINED TO HIM AND THAT HE WAS REQUIRED TO PURCHASE A TRADITIONAL WHOLE LIFE INSURANCE WITHIN HIS 401K PLAN ON OR AROUND JANUARY 2011. THE CUSTOMER ALSO ALLEGES THAT IT WAS HIS UNDERSTANDING AFTER COMPLETING THE INVESTOR PROFILE QUESTIONNAIRE THAT THE FUNDS WOULD BE INVESTED IN A PERIODIC INVESTMENT PLAN, HOWEVER, HIS INVESTMENT DEFAULTED TO A MONEY MARKET FUND EARNING VERY LITTLE INTEREST.
Settlement Amount: $68,124.24

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PIERO VETURIO SILVESTRI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.