PING SHUANG CATHY WU is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 200 E DUARTE, ARCADIA, CA, 91006.
PING SHUANG CATHY WU has worked at CETERA INVESTMENT SERVICES LLC since September 16, 2013
Disclosure History
PING SHUANG CATHY WU has 2 Disclosure Event(s).
Date: August 03, 2016 Category: Customer Dispute Allegations: Client alleges representative told her the price of her investments would not change. Damage Amount Requested: $2,162.51
Date: August 03, 2016 Category: Customer Dispute Allegations: Client alleges representative told him the price of his investments would not change Damage Amount Requested: $2,219.84
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