PRESTON GERARD GALARNEAU is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 11 River Basin Lane, North Yarmouth, ME, 04097.
PRESTON GERARD GALARNEAU has worked at CANTELLA & CO., INC. since January 08, 2010
Disclosure History
PRESTON GERARD GALARNEAU has 1 Disclosure Event(s).
Date: June 12, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABILITY WITH RESPECT TO THE INVESTMENTS IN HER ACCOUNT AND THE USE OF MARGIN. CUSTOMER ALSO ALLEGES FA MADE UNAUTHORIZED TRANSACTIONS OF HER BEHALF. Damage Amount Requested: $175,000.00 Settlement Amount: $100,000.00 Broker Comment: THE MATTER WAS SETTLED AS A BUSINESS DECISION TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION.
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