PRISCILLA BELLOWS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 200 PARK AVE, NEW YORK, NY, 10166.
PRISCILLA BELLOWS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 21, 1987
Disclosure History
PRISCILLA BELLOWS has 2 Disclosure Event(s).
Date: January 22, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HER FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $7,390.00 Broker Comment: CUSTOMER ALLEGS THAT FINANCIAL ADVISOR RECOMMENDED MUTUAL FUND CLASS B AND CLASS C SHARES FOR HER WHEN CLASS A SHARES WOULD HAVE BEEN LESS EXPENSIVE. FA RESPONDED THAT, GIVEN THE AMOUNT CLAIMANT INVESTED AT ANY ONE TIME IN THE SUBJECT MUTUAL FUNDS, CLASS B OR CLASS C SHARES WERE IN FACT THE BETTER CHOICE. CLAIM DENIED.
Date: October 26, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA MADE UNSUITABLE INVESTMENTS. Damage Amount Requested: $37,451.00 Broker Comment: COMPLAINT WITHDRAWN
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