QI DONG

QI DONG is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 730 E PARK BLVD, SUITE 104, PLANO, TX, 75074.

QI DONG has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since May 08, 2017

Disclosure History

QI DONG has 3 Disclosure Event(s).

Date: January 29, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 01, 2012
Category: Financial
Type: SHORT SALE
Disposition: Satisfied/Released
Broker Comment: IT WAS A SHORT SALE AFTER THE HOUSE HAD BEEN ON THE MARKET FOR OVER 2 YRS.. MY RETENTION HELPED SETTLE THE SALE. I MOVED OUT OF THE HOUSE IN 2010 DUE TO JOB CHANGE AND THE HOUSE TOOK 2 YEARS TO BE SOLD (SHORT SALE).

Date: June 01, 2012
Category: Financial
Type: SHORT SALE
Disposition: Satisfied/Released
Broker Comment: IT WAS A SHORT SALE AFTER THE HOUSE HAD BEEN ON THE MARKET FOR OVER 2 YRS.. MY RETENTION HELPED SETTLE THE SALE. I MOVED OUT OF THE HOUSE IN 2010 DUE TO JOB CHANGE AND THE HOUSE TOOK 2 YEARS TO BE SOLD (SHORT SALE).

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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