QIAN WANG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 614 MAESTRO CT, SAN JOSE, CA, 95134-2606.
QIAN WANG has worked at LPL FINANCIAL LLC since June 01, 2007
Disclosure History
QIAN WANG has 3 Disclosure Event(s).
Date: August 26, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: SHORT SALE OF RENTAL PROPERTY, VALUE DECLINED 60%
Date: January 29, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: SHORT SALE OF VACATION/ RENTAL HOME.
Date: December 28, 2001 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THE FC FAILED TO FOLLOW THEIR INSTRUCTIONS REGARDING SELLING STOCKS WHOSE VALUE DROPPED BELOW 15%- 9/16/2000 THROUGH 05/25/2001. Damage Amount Requested: $41,291.83 Broker Comment: THE CLAIM WAS DENIED.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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