QUINCY JOVON GOUDEAU is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1525 LAKE FRONT CIRCLE, THE WOODLANDS, TX, 77380.

QUINCY JOVON GOUDEAU has worked at LPL FINANCIAL LLC since October 17, 2016

Disclosure History

QUINCY JOVON GOUDEAU has 1 Disclosure Event(s).

Date: November 15, 2016
Category: Customer Dispute
Allegations: Client alleges poor recommendation/poor advice regarding managed account investment. Activitydates 04/27/2016-11/15/2016.
Damage Amount Requested: $39,777.36

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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