R. DOUGLAS COLLIER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4423 PT FOSDICK #202, GIG HARBOR, WA, 98335.

R. DOUGLAS COLLIER has worked at CETERA ADVISOR NETWORKS LLC since November 07, 2000

Disclosure History

R. DOUGLAS COLLIER has 1 Disclosure Event(s).

Date: October 24, 2016
Category: Customer Dispute
Allegations: Client makes multiple allegations regarding her advisory accounts including unauthorized trading, fees, suitability of certain assets and not following her instructions regarding certain assets and dividends
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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