R JACKSON LITTLE is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 601 POYDRAS ST, NEW ORLEANS, LA, 70130.
R JACKSON LITTLE has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
R JACKSON LITTLE has 1 Disclosure Event(s).
Date: February 01, 1996 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT HIS DEBENTURES WERESOLD WITHOUT HIS AUTHORITY DURING A TENDER OFFER AND SOUGHTDAMAGES OF $99,000 IN PRINCIPAL PLUS ACCURED INTEREST ESTIMATEDAT APPROXIMATELY $100,000. Damage Amount Requested: $99,000.00 Damages Granted: $121,555.00 Broker Comment: $121,555.00REGISTRANT DISAGREES WITH THE AWARD. THERE WERETWO CLASSES OF DEBENTURES, CLASSES A & B. CLAIMANT ORDEREDREGISTRANT TO TENDER CLASS A, WHICH COULD NOT BE DONE WITHOUTTENDERLING CLASS B. REGISTRANT UNSUCCESSFULLY ATTEMPTED TOREACH CLAIMANT FOR INSTRUCTIONS AS THEY COULD NOT BE FOLLOWED.
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