R H TAYLOR is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1152 15TH ST NW, WASHINGTON, DC, 20005.
R H TAYLOR has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 22, 1979
Disclosure History
R H TAYLOR has 1 Disclosure Event(s).
Date: March 01, 1992 Category: Customer Dispute Allegations: ALLEGATIONS OF NEGLIGENCE ANDMISUNDERSTANDING IN CONNECTION WITH A RIGHTS OFFERING BY RIGGSNATIONAL BANK IN JANUARY 1992. THE CUSTOMER'S ORDER TOSUBSCRIBE TO THE RIGHTS WAS NOT FILLED AS HIS ACCOUNT WAS NOTLONG THE STOCK AND HENCE NO RIGHTS WERE IN THE ACCOUNT. $75,000IN DAMAGES CLAIMED. Damage Amount Requested: $75,000.00 Settlement Amount: $17,500.00 Broker Comment: SETTLED WITHOUT ANY ADMISSION OF LIABILITY INTHE SUM OF $17,500 IN VIEW OF THE QUESTIONS OF FACT PRESENTED.RESPONDENTS CONTINUE TO DENY ANY LIABILITY TOCUSTOMER.
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