RACHEL HAAHEO KIKUE JOHNSON

RACHEL HAAHEO KIKUE JOHNSON is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 321 EAST STATE ST, GARDEN LEVEL STE 2, AMERICAN FORK, UT, 84003.

RACHEL HAAHEO KIKUE JOHNSON has worked at PFS INVESTMENTS INC. since November 29, 2012

Disclosure History

RACHEL HAAHEO KIKUE JOHNSON has 5 Disclosure Event(s).

Date: November 28, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 07, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 24, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 30, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 29, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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