RALPH LAMAR BARDEN

RALPH LAMAR BARDEN is currently employed as a Broker and/or Investment Adviser at HORNOR, TOWNSEND & KENT, INC. located at 500 E SECOND ST, ROME, GA, 30161.

RALPH LAMAR BARDEN has worked at HORNOR, TOWNSEND & KENT, INC. since October 24, 2014

Disclosure History

RALPH LAMAR BARDEN has 2 Disclosure Event(s).

Date: May 31, 2007
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES VIOLATIONS OF FEDERAL AND STATE SECURITIES LAW INCLUDING NEGLIGENCE, BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, GENERAL FRAUD, BREACH OF A LEGAL DUTY, BREACH OF A PRIVATE DUTY AND NEGLIGENT MISREPRESENTATION/OMISSION IN CONNECTION WITH THE PURCHASE OF A VARIABLE ANNUITY CONTRACT. CLAIMANT ALLEGES COMPENSATORY DAMAGES OF AT LEAST $80,000 PLUS PUNITIVE DAMAGES AND ATTORNEY FEES.
Damage Amount Requested: $80,000.00
Settlement Amount: $33,000.00

Date: November 03, 2005
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE MISREPRESENTATION REGARDING PURCHASES OF VARIABLE LIFE POLICIES.
Damage Amount Requested: $5,000.00
Broker Comment: PARK AVENUE SECURITIES REVIEWED THE CUSTOMERS ALLEGATIONS AND DETERMINED THEY WERE WITHOUT MERIT. THE CLAIM WAS DENIED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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