RALPH SHIRLEY DONNELL

RALPH SHIRLEY DONNELL is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 1308 10TH STREET, WICHITA FALLS, TX, 76301.

RALPH SHIRLEY DONNELL has worked at WOODBURY FINANCIAL SERVICES, INC. since January 03, 2006

Disclosure History

RALPH SHIRLEY DONNELL has 2 Disclosure Event(s).

Date: June 13, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES REPRESENTATIVE PROVIDED INCORRECT INFORMATION REGARDING THE TAX TREATMENT OF WITHDRAWALS FROM MULTIPLE VARIABLE ANNUITY INVESTMENTS PURCHASED IN 2006.
Damage Amount Requested: $14,800.00
Settlement Amount: $7,372.00

Date: February 13, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGED REG. REP. FAILED TO MAKE APPROPRIATE DISCLOSURES.
Damage Amount Requested: $38,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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