RALPH BENJAMIN MAULORICO

RALPH BENJAMIN MAULORICO is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at 3825 HENDERSON BLVD, STE 208, TAMPA, FL, 33629.

RALPH BENJAMIN MAULORICO has worked at ONEAMERICA SECURITIES, INC. since July 01, 2004

Disclosure History

RALPH BENJAMIN MAULORICO has 1 Disclosure Event(s).

Date: October 15, 2004
Category: Customer Dispute
Allegations: CLIENT IS ALLEGING THAT THE VARIABLE LIFE INSURANCE POLICIES HE PURCHASED WERE MISREPESENTED TO HIM, AND CAUSED HIM TO INCUR AN UNEXPECTED TAX LIABILITY.
Damage Amount Requested: $14,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for RALPH BENJAMIN MAULORICO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.