RALPH EDWARD TRECASO

RALPH EDWARD TRECASO is currently employed as a Broker and/or Investment Adviser at IFS ADVISORY, LLC located at 3414 PEACHTREE RD NE, SUITE 1020, ATLANTA, GA, 30326.

RALPH EDWARD TRECASO has worked at IFS ADVISORY, LLC since November 02, 2017

RALPH EDWARD TRECASO is also currently employed as a Broker and/or Investment Adviser at WELLS TRECASO FINANCIAL GROUP, LLC located at 3560 WEST MARKET STREETSUITE 340, AKRON, OH, 44333 since February 11, 2017

RALPH EDWARD TRECASO is also currently employed as a Broker and/or Investment Adviser at IFS SECURITIES located at 755 White Pond Dr., Akron, OH, 44230 since February 11, 2017

Disclosure History

RALPH EDWARD TRECASO has 1 Disclosure Event(s).

Date: November 01, 1995
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNAUTHORIZED TRADING,MISREPRESENTATION AND UNSUITABILITY OF TRADING FROM 3/90 TO3/95 FOCUSING ON HYPERION 1997 TRUST, BLACKROCK 2001 TERMTRUST, PAINEWEBBER SHORT-TERM GLOBAL INCOME FUND AND VARIOUSDIRECT INVESTMENTS. CLIENT ALLEGES LOSSES IN EXCESS OF$100,000.00
Settlement Amount: $39,000.00
Broker Comment: PAINEWEBBER INCORPORATED, DENYING LIABILITY, AND[CUSTOMER], SETTLED THIS MATTER FOR $39,000.00 INEXCHANGE FOR A FULL RELEASE. MR TRESCASO VIGOUROUSLY DENIES ALLLIABILITY TO CLAIMANT. HE WAS NOT ASKED TO CONTRIBUTE TO THESETTLEMENT.NOT PROVIDED

More Information

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