RAMON ROBERTO DANA is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 409 DEL PARQUE STREET, 3RD FLOOR, SAN JUAN, PR, 00912.
RAMON ROBERTO DANA has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since January 06, 1999
Disclosure History
RAMON ROBERTO DANA has 1 Disclosure Event(s).
Date: March 07, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING; FAILURE TO FOLLOW INSTRUCTIONS Damage Amount Requested: $255,000.00 Broker Comment: CUSTOMER COMPLAINT IS NO LONGER REPORTABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT RESULT IN A SETTLEMENT OF $10,000 OR MORE. PLEASE ARCHIVE.
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