RAMON LUIS MARTINEZ is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, 05604.
RAMON LUIS MARTINEZ has worked at EQUITY SERVICES, INC. since January 30, 2012
Disclosure History
RAMON LUIS MARTINEZ has 1 Disclosure Event(s).
Date: December 04, 2012 Category: Customer Dispute Allegations: ALLEGED FEES ASSOCIATED WITH THE VARIABLE ANNUITY WERE NOT EXPLAINED BY THE ADVISOR, INCLUDING THE SURRENDER CHARGE SCHEDULE. CUSTOMER HAS REQUESTED A FULL WAIVER OF ALL APPLICABLE SURRENDER CHARGES. Damage Amount Requested: $5,686.05 Broker Comment: COMPLAINT RECEIVED BY CUNA ON 11/23/12. ESI RECEIVED NOTICE ON 12/4/12.
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