Ramses David Visher

Ramses David Visher is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 3435 WILSHIRE BLVD, SUITE 2500, LOS ANGELES, CA, 90010.

Ramses David Visher has worked at AXA ADVISORS, LLC since January 29, 2018

Disclosure History

Ramses David Visher has 2 Disclosure Event(s).

Date: March 01, 2017
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: March 01, 2017
Category: Financial
Type: Compromise
Disposition: SETTLED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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