RANDALL SCOTT BEHNKE

RANDALL SCOTT BEHNKE is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 3121 CALUMET AVENUE, MANITOWOC, WI, 54220.

RANDALL SCOTT BEHNKE has worked at CAPITAL FINANCIAL SERVICES, INC. since October 08, 2004

Disclosure History

RANDALL SCOTT BEHNKE has 2 Disclosure Event(s).

Date: November 18, 2011
Category: Customer Dispute
Allegations: POOR RECOMMANDATIONS
Damage Amount Requested: $100,000.00

Date: November 11, 2010
Category: Customer Dispute
Allegations: UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATIONS
Damage Amount Requested: $210,000.00
Settlement Amount: $9,240.00 10-04276

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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